Legal & Compliance

At Republic Investment Management Pte. Ltd., we uphold the highest standards of legal integrity, regulatory compliance, and fiduciary responsibility. As a licensed Capital Markets Services (CMS) provider regulated by the Monetary Authority of Singapore (MAS), we operate with a strict commitment to safeguarding client interests, mitigating risks, and ensuring all investment activities align with both local and international financial laws.

Regulatory Framework

Republic Investment Management Pte. Ltd. is an Exempt Private Company Limited by Shares incorporated under the laws of the Republic of Singapore.

• Registered Name: Republic Investment Management Pte. Ltd.
• UEN: 200007039H
• Incorporation Date: 11 August 2000
• Regulator: Monetary Authority of Singapore (MAS)
• License: Capital Markets Services License (Fund Management)
• SSIC Code: 66301 – Traditional/Long-Only Asset/Portfolio Management
• Registered Office: 105 Cecil Street, #22-00, The Octagon, Singapore 069534

Our fund management activities fall under the Securities and Futures Act (SFA) and are governed by MAS regulations related to anti-money laundering, client due diligence, disclosure obligations, and investment risk management.

Legal Disclosures

We are fully transparent in our legal duties and investment representations. All investors, partners, and stakeholders are provided with:

• Clear and comprehensive offering documentation
• Risk disclosures aligned with each specific investment vehicle
• Legal agreements and contractual terms reviewed by licensed legal counsel
• Details regarding fee structures, custody, and revenue sharing where applicable

Each transaction, syndication, or investment product is backed by clearly defined legal frameworks, including:

• Co-investment agreements
• Term sheets
• Royalty contracts
• Loan or financing instruments
• Offtake agreements (for resource projects)
• Revenue-sharing memorandums (for creative/ESG investments)

Compliance & AML/CTF

We enforce a robust internal Compliance and Risk Management Framework, in line with MAS’s guidelines and international best practices. This includes but is not limited to:

• Know Your Customer (KYC): Mandatory identity verification, source-of-funds checks, and ultimate beneficial owner disclosures for all clients and counterparties.
• Anti-Money Laundering (AML): Active monitoring of transactions for suspicious behavior. Immediate reporting to authorities when thresholds are breached.
• Counter-Terrorism Financing (CTF): Rigorous screening against international watchlists and politically exposed person (PEP) databases.
• Sanctions Compliance: No dealings with blacklisted jurisdictions, entities, or persons under UN, OFAC, EU, or Singaporean sanctions regimes.
• Data Privacy & Security: Investor data is handled with strict confidentiality and protected by advanced cybersecurity protocols. We comply with Singapore’s Personal Data Protection Act (PDPA).

Ethics & Governance

We adhere to a corporate code of ethics that governs all decisions, partnerships, and investment allocations. Our compliance team operates independently to ensure:

• No conflicts of interest
• Full disclosure of third-party affiliations or commissions
• Periodic auditing of company operations and investment structures
• Investor grievance redressal mechanisms and communication protocols

Our Board and senior management uphold a culture of accountability and transparency in every aspect of our fund management and advisory business.

Licensing & Partnerships

Where applicable, Republic Investment Management may engage with third-party licensed entities (e.g., banks, law firms, auditors, custodians, etc.) across different jurisdictions. These relationships are disclosed and are used to reinforce due diligence, enhance legal enforceability, and provide multi-layered security for all client funds.

Risk Warning

All investments carry inherent risk, and past performance is not indicative of future results. Our offerings are designed for qualified, accredited, or institutional investors, depending on jurisdiction. We do not promise fixed returns, and every investor is advised to consult their legal, financial, or tax advisors before participating.

Your Trust, Our Duty

Our legal and compliance framework is not just a requirement — it is a core component of our identity. Whether dealing with high-value transactions, regulated fund products, or emerging market instruments, we guarantee that every step is executed with legal prudence, compliance rigor, and unwavering integrity.

At Republic Investment, legal protection and client transparency are not features — they are foundations.